Markets regulator Sebi on Wednesday levied monetary fine on the compliance officer of Essar Shipping Ltd for failing to administer the code of conduct as prescribed under insider trading norms. Sebi has slapped a fine of Rs 1 lakh on Awaneesh Srivastava, the compliance officer. The order follows an investigation carried out between July-August 2017. …
The post Sebi penalises compliance officer of Essar Shipping in insider trading case first appeared on Hellenic Shipping News Worldwide. Source